Public Records Index
Investigations
How to obtain information about closed investigations from the Washington State Department of Financial Institutions (DFI).
About These Records
Closed investigations against licensed entities.
(Note: Only closed investigations are disclosable. Investigations may result in various types of enforcement actions – See Enforcement Actions above. Credit Unions and Banks are exempt from disclosure)
Need Assistance?
If you need assistance or have a question, feel free to call us at 1-877-RING DFI (746-4334). Our office hours are 8 am - 5 pm (PST), Monday - Friday.
| Record Type | How To Obtain |
|---|---|
Closed Investigations For
|
Submit Public Records Request (PDF)*
To request information about Securities investigations, submit a public records request to DFI's Division of Securities. |
Closed Investigations For
|
Submit Public Records Request (PDF)*
To request escrow agents, consumer loan companies, check cashers/sellers, or mortgage brokers investigation information, submit a public records request to DFI's Division of Consumer Services. |
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Can't Find What You Are Looking For?
- Fill out a public records request form. Each division at DFI maintains its own public records request form.
- Mail the completed form to the address shown in the upper left hand corner of the form.
- DFI will respond to your request within 5 days. DFI may ask for additional information or provide you with an estimate of when the records will be made available to you.
Request A Form Be Sent Via Mail
If you would like a public records request form to be sent to you via mail, please call us at (360) 902-8700 or toll free at 1-877-RING DFI (746-4334)
Contact Us
If you need assistance or have a question, feel free to call us at 1-877-RING DFI (746-4334).
Our office hours are 8 am - 5 pm (PST), Monday - Friday.
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