Washington State Department of Financial Institutions

Staff Directory

Main Agency Numbers
Phone: 360-902-8700
Toll-Free: 1-877-RING DFI (746-4334)
TDD: 360-664-8126
Hours: 8 am - 5 pm PST (Monday-Friday)

Staff Listed by Division
Executive Staff
Agency Director Scott Jarvis confsec@dfi.wa.gov
360-902-8700
Confidential Secretary Susan Putzier confsec@dfi.wa.gov
360-902-8764
Policy and Legislation Catherine Mele-Hetter Catherine.Mele-Hetter@dfi.wa.gov
360-902-0515
Legal Counsel Joseph Vincent Joseph.Vincent@dfi.wa.gov
360-902-0516
Director of Communications Lyn Peters Lyn.Peters@dfi.wa.gov
360-902-8731
Director of Administration Gloria Papiez Gloria.Papiez@dfi.wa.gov
360-902-8820
Director of Banks Richard Riccobono banks@dfi.wa.gov
360-902-8704
Director of Consumer Services Deborah Bortner Deb.Bortner@dfi.wa.gov
360-902-8793
Director of Credit Unions Linda Jekel Linda.Jekel@dfi.wa.gov
360-902-8778
Securities Administrator Bill Beatty Bill.Beatty@dfi.wa.gov
360-902-8824
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Division of Administration
Phone: 360-902-8702
Fax: 360-586-5068
Director of Administration Gloria Papiez Gloria.Papiez@dfi.wa.gov
360-902-8820
Financial Operations Manager Levi Clemmens Levi.Clemmens@dfi.wa.gov
360-902-8818
Information Technology Manager Ron Seymour Ron.Seymour@dfi.wa.gov
360-902-8788
Human Resources Manager Gerri Davis Gerri.Davis@dfi.wa.gov
360-902-8741
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Banks
Phone: 360-902-8704
Fax: 360-753-6070
Email: banks@dfi.wa.gov
Complaints: Online Consumer Complaint Form
Director of Banks Richard Riccobono banks@dfi.wa.gov
360-902-8704
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Communications
Phone: 360-902-8700
Fax: 360-586-5068
Director of Communications Lyn Peters Lyn.Peters@dfi.wa.gov
360-902-8731
Webmaster Jeremy Lushene Jeremy.Lushene@dfi.wa.gov
360-902-0506
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Consumer Services
Phone: 360-902-8703
Fax: 360-664-2258
Email: dcs@dfi.wa.gov
Enforcement Complaints: csenforcecomplaints@dfi.wa.gov
Administration, Commissions
Director of Consumer Services Deborah Bortner Deb.Bortner@dfi.wa.gov
360-902-8793
Administration, Commissions Meetings & Support Elizabeth Hampton Elizabeth.Hampton@dfi.wa.gov
360-902-8793
Division Staff Attorney Cindy Fazio Lucinda.Fazio@dfi.wa.gov
360-902-8800
Licensing & Administration Unit
Program Manager Patrick Woods Patrick.Woods@dfi.wa.gov
360-902-0512
Program Support Shannon Campbell Shannon.Campbell@dfi.wa.gov
360-902-8703
Crystal Craig Crystal.Craig@dfi.wa.gov
360-664-7866
Bond Cancellations Michele McGhuey Michele.McGhuey@dfi.wa.gov
360-902-8703
Office Closures Tika Plocki Tika.Plocki@dfi.wa.gov
360-902-8703
Customer Service Supervisors Maureen Camp Maureen.Camp@dfi.wa.gov
360-902-8703
Ariana Wood Ariana.Wood@dfi.wa.gov
360-902-8703
Customer Service Representatives Cindy Caldwell Cindy.Caldwell@dfi.wa.gov
360-902-8703
Kari Jacobson Kari.Jacobson@dfi.wa.gov
360-902-8758
Michele McGhuey Michele.McGhuey@dfi.wa.gov
360-902-8703
Dawn Morris Dawn.Morris@dfi.wa.gov
360-902-8703
Trish Sheatsley Trish.Sheatsley@dfi.wa.gov
360-902-8703
Examination and Compliance Unit
Program Manager for Examinations Joseph Downing Joseph.Downing@dfi.wa.gov
360-725-7836
Program Support Johanna Chaney Johanna.Chaney@dfi.wa.gov
360-725-7836
Amanda Harvey Amanda.Harvey@dfi.wa.gov
360-902-8817
Cindy Vogel Cindy.Vogel@dfi.wa.gov
360-725-8795
Financial Examiner Supervisor - Money Transmitters, Check Casher Seller Adam Johnson Adam.Johnson@dfi.wa.gov
360-725-7836
Financial Examiner Supervisor - Mortgage Broker Tani Thurston Tani.Thurston@dfi.wa.gov
360-725-7836
Financial Examiner Supervisor - Consumer Loan Rick St. Onge Rick.StOnge@dfi.wa.gov
360-902-8727
Financial Examiner Supervisor - Escrow Agent Joepaul Wong Joepaul.Wong@dfi.wa.gov
360-725-7836
Financial Examiners Kevin Beeman Kevin.Beeman@dfi.wa.gov
360-725-7836
Karen Beller Karen.Beller@dfi.wa.gov
360-725-7836
Ken Bublitz Ken.Bublitz@dfi.wa.gov
360-725-7836
Jessica Chacon Jessica.Chacon@dfi.wa.gov
360-725-7836
Brian Cox Brian.Cox@dfi.wa.gov
360-725-7836
Maria Deshaye Maria.Deshaye@dfi.wa.gov
360-359-1678
Patrick Hardman Patrick.Hardman@dfi.wa.gov
360-725-7836
Raymond Lopez-Ortiz Ramon.Lopez-Ortiz@dfi.wa.gov
360-725-7836
Lindsay Maynard Lindsay.Maynard@dfi.wa.gov
360-725-7836
Karrie Midwood Karrie.Midwood@dfi.wa.gov
360-489-7601
Sam Stenger Sam.Stenger@dfi.wa.gov
360-725-7836
Robert Tam Robert.Tam@dfi.wa.gov
360-725-7836
Quincy Todd Quincy.Todd@dfi.wa.gov
360-725-7836
Don Tyson Don.Tyson@dfi.wa.gov
360-725-7836
Zach Zimmerman Zach.Zimmerman@dfi.wa.gov
360-725-7836
Ignatius Ukwu Ignatius.Ukwu@dfi.wa.gov
360-725-7836
Enforcement and Investigation Unit
Program Manager and Enforcement Chief James Brusselback James.Brusselback@dfi.wa.gov
360-902-0514
Program Support for Enforcement Unit Norma Smith Norma.Smith@dfi.wa.gov
360-902-8811
Complaints, Investigation, Enforcement Enforcement Unit Call Center csenforcecomplaints@dfi.wa.gov
360-902-8703
Secretary Supervisor Ranae Piranio Ranae.Piranio@dfi.wa.gov
360-902-0505
Admin Support Emma Baldwin Emma.Baldwin@dfi.wa.gov
360-725-7818
Patricia Hernandez Patricia.Hernandez@dfi.wa.gov
360-725-7822
Norma Jean Hilts NormaJean.Hilts@dfi.wa.gov
360-902-8804
Brigitte Smith Brigitte.Smith@dfi.wa.gov
360-664-7847
Mark Wilcox Mark.Wilcox@dfi.wa.gov
360-664-7846
Financial Legal Examiner Supervisors Fatima Batie Fatima.Batie@dfi.wa.gov
360-725-7833
Russell Johnson Russell.Johnson@dfi.wa.gov
360-664-7895
Financial Legal Examiners Marisa Broggel Marisa.Broggel@dfi.wa.gov
360-664-7894
Phil Brady Philip.Brady@dfi.wa.gov
360-902-8755
Anthony Carter Anthony.Carter@dfi.wa.gov
360-725-7842
Robert Jones Robert.Jones@dfi.wa.gov
360-725-7841
Shana Oliver Shana.Oliver@dfi.wa.gov
360-902-0523
Mark Olson Mark.Olson@dfi.wa.gov
360-902-8787
Deborah Taellious Deborah.Taellious@dfi.wa.gov
360-725-7821
Steve Sherman Steve.Sherman@dfi.wa.gov
360-664-7829
Ken Sugimoto Kenneth.Sugimoto@dfi.wa.gov
360-704-6490
Financial Examiners Wilma Colwell Wilma.Colwell@dfi.wa.gov
360-902-8784
Michéal Freer Micheal.Freer@dfi.wa.gov
360-902-0522
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Credit Unions
Phone: 360-902-8701
Fax: 360-704-6901
Email: dcu@dfi.wa.gov
Director of Credit Unions Linda Jekel Linda.Jekel@dfi.wa.gov
360-902-8778
Admin Assistant Rhonda Mires Rhonda.Mires@dfi.wa.gov
360-902-8718
Secretary Senior Nicole Pamplona Nicole.Pamplona@dfi.wa.gov
360-902-8791
Program Manager Mike Delimont Mike.Delimont@dfi.wa.gov
360-902-8753
Examiner Supervisor Doug Lacy-Roberts Doug.Lacy-Roberts@dfi.wa.gov
360-902-0507
Examiner Supervisor Jane Johnson Jane.Johnson@dfi.wa.gov
360-902-0508
Field Staff
Financial Examiners Mike Bosley Mike.Bosley@dfi.wa.gov
360-409-6409
Vivian Carter Vivian.Carter@dfi.wa.gov
360-902-8790
Jillette Chang Jillette.Chang@dfi.wa.gov
360-402-0931
Daniel Eyre Daniel.Eyre@dfi.wa.gov
360-481-1731
Enya DeCastro Enya.DeCastro@dfi.wa.gov
360-481-1121
Sue Graham Sue.Graham@dfi.wa.gov
360-402-4636
Amy Hardy Amy.Hardy@dfi.wa.gov
360-970-7937
Austine Izuagbe Austine.Izuagbe@dfi.wa.gov
360-481-1751
Brett Nielsen Brett.Nielsen@dfi.wa.gov
360-451-6800
Bill Paulen Bill.Paulen@dfi.wa.gov
360-481-2222
Myriam Powers Myriam.Powers@dfi.wa.gov
360-556-0706
John Redford John.Redford@dfi.wa.gov
360-485-9918
Glenn Ross Glenn.Ross@dfi.wa.gov
360-481-2551
Rick Ullrich Rick.Ullrich@dfi.wa.gov
360-402-9430
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Securities
Phone: 360-902-8760
Fax: 360-902-0524
Complaints: Investor's Complaint Form
Securities Administrator Bill Beatty Bill.Beatty@dfi.wa.gov
360-902-8824
Admin Assistant Carolyn Hawkey Carolyn.Hawkey@dfi.wa.gov
360-902-8824
Registration & General Counsel Unit
Chief of Registration & General Counsel Program Manager Faith Anderson Faith.Anderson@dfi.wa.gov
360-725-7825
Coordinated Review, Opinions, Securities Registration by Qualification and Coordination, Small Business & SCOR Jill Vallely Jill.Vallely@dfi.wa.gov
360-902-8801
Dan Matthews Dan.Matthews@dfi.wa.gov
360-902-8785
Exemptions Paula Beebe Paula.Beebe@dfi.wa.gov
360-725-7826
Jennifer Johnson Jennifer.Johnson@dfi.wa.gov
360-902-8715
Carol Kelsey Carol.Kelsey@dfi.wa.gov
360-902-8738
Franchise Registrations, Franchise Exemptions, Forms, Franchise Brokers Cheryl Pearson Cheryl.Pearson@dfi.wa.gov
360-902-8762
Investment Companies (Mutual Funds), Public Disclosure & Information Requests Sara Moriarty Sara.Moriarty@dfi.wa.gov
360-902-8742
Licensing & Examination Unit
Investment Adviser Filing Information Victoria Kennedy ialicensing@dfi.wa.gov
360-902-8815
Investment Advisers, Licensing and Examinations Supervisor Lyna Vo Lyna.Vo@dfi.wa.gov
360-725-7807
Investment Advisers for Hedge Funds, Pooled Investment Vehicles and Private Equity Funds Elizabeth Smith Elizabeth.Smith@dfi.wa.gov
360-902-8786
Securities Broker-Dealers and Representatives Bruce Johnson Bruce.Johnson@dfi.wa.gov
360-902-8781
Chief of Licensing & Examinations Program Manager Joanne Jones Joanne.Jones@dfi.wa.gov
360-902-8768
Enforcement Unit
Chief of Enforcement - Program Manager Suzanne Sarason Suzanne.Sarason@dfi.wa.gov
360-902-8734
Chief of Criminal Unit Robert Kondrat Robert.Kondrat@dfi.wa.gov
360-902-0503
Enforcement Complaints, Public Disclosure and Information Requests Burma Patterson Burma.Patterson@dfi.wa.gov
360-902-8716
Adrea Stephens Adrea.Stephens@dfi.wa.gov
360-902-8743
Enforcement Attorneys Martin Cordell Martin.Cordell@dfi.wa.gov
360-902-8772
Janet So Janet.So@dfi.wa.gov
360-902-8771
Tyler Letey Tyler.Letey@dfi.wa.gov
360-902-8823
Bridgett Fisher Bridgett.Fisher@dfi.wa.gov
360-902-8783
Jack McClellan Jack.McClellan@dfi.wa.gov
360-902-8732
Jiyoung Kwon Jiyoung.Kwon@dfi.wa.gov
360-902-8773
Drew Stillman Drew.Stillman@dfi.wa.gov
360-902-8774
Edward Thunen Edward.Thunen@dfi.wa.gov
360-902-8770
Will McGinty William.McGinty@dfi.wa.gov
360-902-8745
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DFI