Agency Rulemaking Docket

Rulemaking Subject Industry Rulemaking Status
Franchise Disclosure Requirements Franchises Open
Legend Disclosure Requirements Securities Open
Tier 2 Offerings Under Regulation A Securities Open
Securities Registration Renewal Requirements Securities Open
Modernization of Hourly Examination Fees, Assessments, and Other Fees and Charges Banks Adopted
Check Cashers and Sellers - Small Loan Agents Check Cashers and Sellers Adopted
Expanding Definition of Precious Metal to Include Palladium and Copper Rulemaking Commodities Adopted
Consumer Loan Act 2013 Rulemaking Consumer Loan Companies Adopted
Reasonable Compensation Rulemaking Credit Unions Adopted
Frequency of Board Meetings Rulemaking Credit Unions Adopted
Escrow Agent 2013 Rulemaking Escrow Adopted
Electronic Delivery of Franchise Disclosure Documents Rulemaking Franchises Adopted
Investment Adviser Rules - Rulemaking Investment Advisers Adopted
Uniform Money Services Act 2013 Rulemaking Money Services Providers Adopted
Mortgage Broker Practices Act 2013 Rulemaking Mortgage Brokers Adopted
Amending WAC 460-44A to Make Ministerial Updates to Account for Amendments to Federal Regulation D - Rulemaking Securities Adopted
Crowdfunding Rulemaking Securities Adopted
Investment Grade Securities Securities Adopted
Salespersons for Issuers – Termination of Registration Rulemaking Securities Adopted
Repeal of Securities Act Policy Statement No. 4 Securities Adopted
Updating Reference to Securities Manuals Contained in WAC 460-10A-160 Securities Adopted
Name Change from NASD to FINRA Rulemaking Securities Adopted