Tuesday, March 5, 2013

The Division of Securities has determined that advertisement of the "Five Star Wealth Manager: Best in Client Satisfaction" award (granted prior to 2012) is prohibited, and advertisement of the "Five Star Wealth Manager" award (granted in 2012 and forward) is restricted. Similar analysis will be applied to like programs and advertising.

Notice Regarding Advertisement of the Five Star Wealth Manager Awards

Please note: The Division of Securities does not endorse the Five Star Wealth Manager program or recognize the program as valid or compliant.