Securities Broker Dealers Statutes and Rules

Laws and rules of interest to Washington Securities broker dealers and salespersons.

RCWs - Washington Laws

RCW 21.20
Securities Act of Washington

WACs - Washington Rules

WAC 460-20B
Broker dealer registration
WAC 460-21B
Broker dealer practices
WAC 460-21C
Broker dealer services at financial institutions
WAC 460-22B
Salespersons of broker-dealers