The primary mission of the Division of Securities, which was established in the early 1930s, is to protect the investing public and promote confidence in the capital markets. About the Securities Division
News and Updates
Investment Adviser Renewal Notice for 2026
November 12, 2026
November 12, 2026
Investment Adviser Annual Filing Notice for 2026
February 02, 2026
February 02, 2026
Whistleblower Award and Protection FAQs
July 18, 2023
July 18, 2023
Securities Industry Information
Find information about licensing, regulation, and requirements.
- Securities registration and exemptions
- Franchises
- Business opportunities
- Small business offerings and assistance
- Broker-dealers
- Investment advisers
- Commodities
Forms, Rules, and Enforcement
Research Old Stock Certificates
If you have an old stock certificate, you may be able to find out if it still has value.
Contact the Division of Securities
Mailing address
Department of Financial Institutions
Division of Securities
PO Box 41200
Olympia, WA 98504-1200
Phone
Main: (360) 902-8760
Toll-free: (877) 746-4334
Fax: (360) 902-0524
TDD: (360) 664-8126